Steven has worked for over 25 years in the finance industry, which includes undertaking roles in the administration of funds and investments for large financial institutions, before moving into compliance. Prior to joining Active Group as a Compliance Consultant, Steven most recently worked in compliance monitoring in stockbroking and wealth management, including CDD.
As a Compliance Consultant, Steven provides compliance and MLRO services to some of Active’s larger fund and investment clients, conducting ongoing monitoring and reporting to Boards of Directors. Steven provides day-to-day advice to his client base, assisting on queries ranging from CDD to changes in the regulatory framework.
Steven holds the International Diploma in Compliance and is a member of the International Compliance Association.